Wiley Series 10 Securities Licensing Exam Review 2020 + Test Bank: The General Securities Sales Supe

Wiley Series 10 Securities Licensing Exam Review 2020 + Test Bank: The General Securities Sales Supervisor Examination--General Module

By Wiley

The go-to guide to acing the Series 10 Exam. Passing the General Securities Sales Supervisor Qualification Exam (Series 9 and 10) qualifies an individual to supervise sales activities in corporate, municipal, and option securities; investment company products; variable contracts; and direct participation programs.

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Book Information

Publisher: Wiley
Publish Date: 03/31/2020
Pages: 368
ISBN-13: 9781119707660
ISBN-10: 1119707668
Language: English

Full Description

The go-to guide to acing the Series 10 Exam!

Passing the General Securities Sales Supervisor Qualification Exam (Series 9 and 10) qualifies an individual to supervise sales activities in corporate, municipal, and option securities; investment company products; variable contracts; and direct participation programs. The exam covers hiring, qualification, and continuing education; supervision of accounts and sales activities; conduct of associated persons; recordkeeping requirements; and municipal securities regulation. All candidates must have passed the Series 7 Exam before taking the Series 10.

Created by the experts at The Securities Institute of America, Inc., Wiley Series 10 Exam Review 2020 arms you with everything you need to pass this four-hour, 145-question test. Designed to help you build and fine-tune your knowledge of all areas covered in the exam and to guarantee that you're prepared mentally and strategically to take the test, it provides:

  • Dozens of examples
  • Assorted practice questions for each subject area covered in the exam
  • Priceless test-taking tips and strategies
  • Helpful hints on how to study for the test, manage stress, and stay focused

Wiley Series 10 Exam Review 2020 is your ticket to passing the Series 10 test on the first try--with flying colors!

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Wiley empowers learners, researchers, universities, and corporations to achieve their goals in an ever-changing world. For over 200 years, Wiley has been helping people and organizations develop the skills and knowledge they need to succeed.

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