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Wiley Series 4 Securities Licensing Exam Review 2020 + Test Bank: The Registered Options Principal Examination

Wiley Wiley

The go-to guide to acing the Series 4 Exam The Registered Options Principal Qualification Examination (Series 4) was designed to test a candidate's knowledge of the rules and statutory provisions applicable to the supervisory management of a firm's options personnel and options accounts.

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Book Information

Publisher: Wiley
Publish Date: 03/31/2020
Pages: 336
ISBN-13: 9781119703778
ISBN-10: 1119703778
Language: English

Full Description

The go-to guide to acing the Series 4 Exam The Registered Options Principal Qualification Examination (Series 4) was designed to test a candidate's knowledge of the rules and statutory provisions applicable to the supervisory management of a firm's options personnel and options accounts. After passing the exam, a registered person may supervise a FINRA member firm's options business and is qualified to oversee trades on all forms of options, from equity options to foreign currency options to options on government and mortgage-backed securities. The subject areas covered in the exam are: Options Investment Strategies; Supervision of Sales Activities and Trading Practices; Supervision of Employees, Business Conduct; and Recordkeeping and Reporting Requirements.

Created by the experts at the Securities Institute of America, Inc., Wiley Series 4 Exam Review 2019 arms you with what you need to score high on the test. Designed to let you build and fine-tune your knowledge of all areas covered in the exam and to guarantee that you're prepared mentally and strategically to take the test, it provides:

  • Dozens of examples
  • Assorted practice questions for each subject area covered in the exam
  • Priceless test-taking tips and strategies
  • Helpful hints on how to study for the test, manage stress, and stay focused

Wiley Series 4 Exam Review 2019 is your ticket to passing the Series 4 test on the first try--with flying colors

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